Important Disclosures

Important Disclosure Information

Investment advisory services offered by Legion Wealth Management, LLC DBA Harman Rogowski & Associates (“Harman Rogowski &Associates”), a Registered Investment Advisor in the State of Texas and State of Arizona. Tax solutions are provided by John Harman CPA, PLLC an affiliate entity.

This site is published for residents of the United States of America only. Investment advisor representatives of Harman Rogowski &Associates may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed until appropriate registration is obtained or exemption from registration is determined. Not all of the services referenced on this site are available in every state and through every advisor listed.

Harman Rogowski & Associate’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment -related information, publications, and links. Accordingly, the publication of Harman Rogowski &Associate’s web site on the Internet should not be construed by any consumer and/or prospective client as Harman Rogowski & Associate’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Harman Rogowski & Associates with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

Links to third-party web sites are provided for convenience only. Harman Rogowski & Associates does not endorse nor support the content of third-party links.  Harman Rogowski& Associates is not responsible for the content of a third-party website. By clicking on a third-party link, you will leave this website where privacy and security policies may differ from those practiced by Harman Rogowski &Associates.

Certain portions of Harman Rogowski & Associate’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Harman Rogowski & Associates (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Harman Rogowski & Associate, or from any other investment professional. Harman Rogowski & Associates is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

A copy of Harman Rogowski & Associate’s current written disclosure statement discussing Harman Rogowski & Associate’s business operations, services, and fees is available from Harman Rogowski &Associates upon written request. Harman Rogowski & Associates does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Harman Rogowski & Associate’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Harman Rogowski & Associates is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Harman Rogowski & Associates by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers. Harman Rogowski &Associates never pays a fee to be considered for any ranking or recognition, but may purchase plaques or reprints to publicize rankings.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Harman Rogowski & Associates), will be profitable or equal any historical performance level(s).

Advice for every stage.